SEC Form 4 · accession 0000717538-17-000112
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Kruczlnicki
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | M | 1,218 | $18.54 | A | 31,045 | D | |
| Common Stock | Jun 7, 2017 | F | 707 | $31.95 | D | 30,338 | D | |
| Common Stock | Jun 7, 2017 | M | 1,183 | $20.78 | A | 31,521 | D | |
| Common Stock | Jun 7, 2017 | F | 769 | $31.95 | D | 30,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $18.54 | Jun 7, 2017 | M | 1,218 | D | — | Jan 21, 2019 | Common Stock | 1,218 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $20.78 | Jun 7, 2017 | M | 1,183 | D | — | Jan 27, 2020 | Common Stock | 1,183 | 0 | D |
Explanation of responses
- F1The options vested in four equal installments beginning January 21, 2010
- F2The options vested in four equal installments beginning January 27, 2011