SEC Form 4 · accession 0000717538-17-000077
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Mar 13, 2017
Accepted (ET)
Apr 28, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | G | 275 | $0.00 | D | 170,184 | D | |
| Common Stock | Apr 27, 2017 | M | 7,981 | $17.82 | A | 178,165 | D | |
| Common Stock | Apr 27, 2017 | F | 5,722 | $34.75 | D | 172,443 | D | |
| Common Stock | holding | — | — | — | 5,351 | I | By Wife w/Broker | |
| Common Stock | holding | — | — | — | 2,688 | I | Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $17.82 | Apr 27, 2017 | M | 7,981 | D | — | Nov 28, 2017 | Common Stock | 7,981 | 0 | D |
Explanation of responses
- F1The options vested annually in four equal installments beginning November 28, 2008