SEC Form 4 · accession 0000717538-16-000386
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry R Goodemote
Officer — EVP & CFO
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 1:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | P | 2,556 | $38.833 | D | 15,786 | D | |
| Common StockF2 | holding | — | — | — | 91 | I | FBO Son UTMA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 143 shares acquired under the Company's DRIP and 226 shares acquired via stock dividends since May 24, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The information provided reflects 1 share acquired under the Company's DRIP and 3 shares acquired via stock dividends since May 24, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.