SEC Form 4 · accession 0000717538-16-000381
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Jun 10, 2016
Accepted (ET)
Dec 1, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | G | 425 | $0.00 | D | 168,437 | D | |
| Common Stock | Sep 1, 2016 | G | 1,210 | $0.00 | D | 167,227 | D | |
| Common StockF1 | Nov 18, 2016 | G | 432 | $0.00 | D | 171,810 | D | |
| Common Stock | Nov 30, 2016 | J | 204 | $37.85 | A | 172,014 | D | |
| Common StockF2 | holding | — | — | — | 5,351 | I | By Wife w/Broker | |
| Common StockF3 | holding | — | — | — | 2,688 | I | Wife's IRA | |
| Common StockF4 | holding | — | — | — | 3,655 | I | Irrev. Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 5015 shares acquired via a stock dividend since June 06, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The information provided reflects 155 shares acquired via a stock dividend since June 06, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3The information provided reflects 78 shares acquired via a stock dividend since June 06, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F4The information provided reflects 106 shares acquired via a stock dividend since June 06, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.