SEC Form 4 · accession 0000717538-16-000380
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Carusone Jr.
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | J | 204 | $37.85 | A | 7,532 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 113 shares acquired under the Company's DRIP since and 213 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.