SEC Form 4 · accession 0000717538-16-000317

ARROW FINANCIAL CORP · AROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 25, 2016

Accepted (ET)

Jul 26, 2016 · 4:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000717538

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jul 25, 2016	M	996	$19.10	A	32,506	D
Common Stock^F2	Jul 25, 2016	F	596	$31.94	D	31,910	D
Common Stock	Jul 25, 2016	M	1,149	$21.40	A	33,059	D
Common Stock^F2	Jul 25, 2016	F	770	$31.94	D	32,289	D
Common Stock	Jul 25, 2016	M	1,115	$22.85	A	33,404	D
Common Stock^F2	Jul 25, 2016	F	798	$31.94	D	32,606	D
Common Stock	Jul 25, 2016	M	1,082	$23.48	A	33,688	D
Common Stock^F2	Jul 25, 2016	F	795	$31.94	D	32,893	D
Common Stock	Jul 25, 2016	M	795	$22.88	A	33,688	D
Common Stock^F2	Jul 25, 2016	F	569	$31.94	D	33,119	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (Right to Buy)	$19.10	Jul 25, 2016	M	996	A	Jan 21, 2010	Jan 21, 2019	Common Stock	996	0	D
Director Stock Option (Right to Buy)	$21.40	Jul 25, 2016	M	1,149	A	Jan 27, 2011	Jan 27, 2020	Common Stock	1,149	0	D
Director Stock Option (Right to Buy)	$22.85	Jul 25, 2016	M	1,115	A	Jan 26, 2012	Jan 26, 2021	Common Stock	1,115	0	D
Director Stock Option (Right to Buy)	$23.48	Jul 25, 2016	M	1,082	A	Jan 25, 2013	Jan 25, 2022	Common Stock	1,082	0	D
Director Stock Option (Right to Buy)	$22.88	Jul 25, 2016	M	795	A	Jan 31, 2014	Jan 31, 2023	Common Stock	795	266	D

F1The information provided reflects 562 shares acquired under the Company's DRIP since May 26, 2016 which was not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2Shares surrendered by reporting person to issuer to pay the exercise price of the derivative security.