SEC Form 4 · accession 0000717538-16-000308
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Kaiser
Officer — SVP
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | M | 3,046 | $20.41 | A | 8,897 | D | |
| Common Stock | Jun 9, 2016 | F | 2,083 | $29.85 | D | 6,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $20.41 | Jun 9, 2016 | M | 3,046 | A | Nov 29, 2007 | Nov 29, 2016 | Common Stock | 3,046 | 0 | D |
Explanation of responses
- F1The information provided reflects 58 shares acquired via dividend reinvestment since March 7, 2016 which were not required to be reported on a timely filed Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.