SEC Form 4 · accession 0000717538-16-000254
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Moynehan
Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 8:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2016 | M | 1,082 | $23.48 | A | 33,307 | D | |
| Common Stock | May 11, 2016 | M | 1,115 | $22.85 | A | 34,422 | D | |
| Common Stock | May 11, 2016 | M | 1,149 | $21.40 | A | 35,571 | D | |
| Common Stock | May 11, 2016 | M | 1,183 | $19.10 | A | 36,754 | D | |
| Common Stock | holding | — | — | — | 1,464 | I | Moynehan Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $23.48 | May 11, 2016 | M | 1,082 | A | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 1,082 | 0 | D |
| Director Stock Option (Right to Buy)F3 | $22.85 | May 11, 2016 | M | 1,115 | A | Jan 26, 2012 | Jan 26, 2021 | Common Stock | 1,115 | 0 | D |
| Director Stock Option (Right to Buy)F4 | $21.40 | May 11, 2016 | M | 1,149 | A | Jan 27, 2011 | Jan 27, 2020 | Common Stock | 1,149 | 0 | D |
| Director Stock Option (Right to Buy)F5 | $19.10 | May 11, 2016 | M | 1,183 | A | Jan 21, 2010 | Jan 21, 2019 | Common Stock | 1,183 | 0 | D |
Explanation of responses
- F1The information provided reflects 98 shares acquired via dividend reinvestment since March 7, 2016 which did not require timely reporting on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The options vested in four equal installments on January 25, 2013; January 25, 2014; January 25, 2015 and January 25, 2016.
- F3The options vested in four equal installments on January 26, 2012; January 26, 2013; January 26, 2014 and January 26, 2015.
- F4The options vested in four equal installments on January 27, 2011; January 27, 2012; January 27, 2013 and January 27, 2014.
- F5The options vested in four equal installments on January 21, 2010; January 21, 2011; January 21, 2012 and January 21, 2013.