SEC Form 4 · accession 0000717538-16-000195
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Dec 2, 2015
Accepted (ET)
Jan 29, 2016 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | G | 299 | $0.00 | D | 171,981 | D | |
| Common Stock | Dec 7, 2015 | G | 142 | $0.00 | D | 171,839 | D | |
| Common Stock | holding | — | — | — | 5,196 | I | By Wife w/Broker | |
| Common Stock | holding | — | — | — | 2,610 | I | Wife's IRA | |
| Common Stock | holding | — | — | — | 3,549 | I | Irrev. Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $25.85 | Jan 27, 2016 | A | 1,000 | A | — | Jan 27, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The option vests in four equal installments beginning January 27, 2017.