SEC Form 4 · accession 0000717538-15-000153
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Oct 30, 2015
Accepted (ET)
Nov 20, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commmon Stock | Oct 30, 2015 | G | 1,120 | $0.00 | D | 168,610 | D | |
| Commmon StockF2 | Nov 19, 2015 | J | 276 | $28.07 | A | 172,280 | D | |
| Common StockF3 | holding | — | — | — | 5,196 | I | By Wife w/Broker | |
| Common StockF4 | holding | — | — | — | 2,610 | I | Wife's IRA | |
| Common StockF5 | holding | — | — | — | 3,549 | I | Irrev. Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.
- F2The information provided reflects 3,394 shares acquired since the last Form 4 filing related to a stock dividend. The transaction was not required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
- F3The information provided reflects 102 shares acquired since the last Form 4 filing related to a stock dividend . The transaction was not required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
- F4The information provided reflects 51 shares acquired since the last Form 4 filing related to a stock dividend . The transaction was not required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
- F5The information provided reflects 69 shares acquired since the last Form 4 filing related to a stock dividend . The transaction was not required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.