SEC Form 4 · accession 0000717538-15-000145
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin L Read
Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commmon StockF2 | Nov 19, 2015 | J | 276 | $28.07 | A | 7,248 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.
- F2The information provided reflects the following transactions which occurred since the last Form 4 filing: 3 shares acquired under the Company's DRIP, 455 shares acquired via dividend reinvestment within the Company's ESPP and 133 shares acquired as a result of a stock dividend. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.