SEC Form 4 · accession 0000717538-15-000103
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Carusone Jr.
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | S | 1,200 | $27.576 | D | 7,378 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 296 shares acquired under the Company's Dividend Reinvestment Plan and 51 shares acquired under the Company's ESPP since previously disclosed by the insider on May 28, 2015. None of the transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.