SEC Form 4 · accession 0000717538-15-000093
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dmd Reisman
Director
Period of report
Sep 10, 2015
Accepted (ET)
Sep 11, 2015 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | S | 2,000 | $27.069 | D | 9,191 | D | |
| Common StockF2 | holding | — | — | — | 574 | I | Wife's DRIP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 4,205 shares acquired under the Company's DRIP that includes 304 additional shares acquired since May 20, 2015 and 5,000 shares transferred from ESPP account; and 4,986 shares acquired under the Company's ESPP that includes 170 additional shares acquired since May 20, 2015. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The information provided reflects 574 shares held in wife's DRIP that includes 5 additional shares acquired since May 20, 2015. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date on this Form.