SEC Form 4 · accession 0000717538-15-000078
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Apr 27, 2015
Accepted (ET)
Jun 1, 2015 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | G | 500 | $0.00 | D | 167,985 | D | |
| Common StockF2 | May 28, 2015 | J | 293 | $26.40 | A | 168,278 | D | |
| Common StockF3 | May 28, 2015 | J | 0 | $0.00 | A | 5,095 | I | By Wife w/Broker |
| Common StockF3 | May 28, 2015 | J | 0 | $0.00 | A | 2,559 | I | Wife's IRA |
| Common StockF3 | May 28, 2015 | J | 0 | $0.00 | A | 3,480 | I | Irrev. Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Directors' Stock Plan.
- F2Following the reported transactions, total direct holdings include: 1 share held in DRIP and ESPP accounts; 69,144 shares held in a qualified retirement plans (IRA); 96,024 shares held in a custody account; and 2,816 shares acquired under a 401k account. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3Amount of securities beneficially owned following reported transaction.