SEC Form 4 · accession 0000717538-15-000054
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dmd Reisman
Director
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | S | 2,500 | $26.29 | D | 10,716 | D | |
| Common StockF2 | May 20, 2015 | J | 0 | $0.00 | A | 568 | I | Wife's DRIP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 900 shares acquired under the Company's DRIP that includes 8 additional shares acquired since March 10, 2015; and 9,816 shares acquired under the Company's ESPP that includes 151 additional shares acquired since March 10, 2015. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The information provided reflects 568 shares held in wife's DRIP that includes 5 additional shares additional shares acquired since March 10, 2015. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.