SEC Form 4 · accession 0000717538-15-000011
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Clarke
Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 29, 2015 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2015 | J | 0 | $0.00 | A | 1,678 | D | |
| Common stockF2 | Dec 1, 2014 | J | 60 | $0.00 | D | 16,000 | I | Wife's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $25.86 | Jan 28, 2015 | A | 1,000 | A | — | Jan 28, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The information provided reflects 1,678 shares that include shares acquired under the Company's DRIP and 16 additional shares acquired since November 21, 2014. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2Amount of securities beneficially owned following reported transaction.
- F3The option vests in four equal installments beginning January 28, 2016.