SEC Form 4 · accession 0001209191-19-015714
NEW YORK TIMES CO · NYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Kohlberg
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000071691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 28, 2019 | M | 4,000 | $4.92 | A | 33,442 | D | |
| Class A Common Stock | Feb 28, 2019 | M | 4,000 | $10.79 | A | 37,442 | D | |
| Class A Common Stock | Feb 28, 2019 | M | 4,000 | $8.57 | A | 41,442 | D | |
| Class A Common StockF1 | holding | — | — | — | 5,370 | I | by James A. Kohlberg Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option 2009F2 | $4.92 | Feb 28, 2019 | M | 4,000 | D | — | Apr 23, 2019 | Class A Common Stock | 4,000 | 0 | D |
| Director Stock Option 2010F3 | $10.79 | Feb 28, 2019 | M | 4,000 | D | — | Apr 27, 2020 | Class A Common Stock | 4,000 | 0 | D |
| Director Stock Option 2011F4 | $8.57 | Feb 28, 2019 | M | 4,000 | D | — | Apr 27, 2021 | Class A Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Shares held by the James A. Kohlberg Revocable Trust, of which the reporting person is the trustee and members of his immediate family are among the beneficiaries of the trust.
- F2Right to buy Class A Common Stock granted under The New York Times Company 2004 Non-Employee Directors' Stock Incentive Plan. Options became exercisable on the date of the first Annual Meeting of Stockholders subsequent to the grant date. The grant date for these options was April 23, 2009.
- F3Right to buy Class A Common Stock granted under The New York Times Company 2004 Non-Employee Directors' Stock Incentive Plan. Options became exercisable on the date of the first Annual Meeting of Stockholders subsequent to the grant date. The grant date for these options was April 27, 2010.
- F4Right to buy Class A Common Stock granted under The New York Times Company 2004 Non-Employee Directors' Stock Incentive Plan. Options became exercisable on the date of the first Annual Meeting of Stockholders subsequent to the grant date. The grant date for these options was April 27, 2011.