SEC Form 4 · accession 0001744208-18-000004
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Kapadia
Officer — EVP, Chief Technology Officer
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 18, 2018 | A | 4,861 | $0.00 | A | 4,861 | D | |
| Common StockF2 | Jun 18, 2018 | A | 12,272 | $0.00 | A | 17,133 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded a grant of 4,861 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.
- F2The Reporting Person was awarded a grant of 12,272 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.