SEC Form 4 · accession 0001632192-15-000001
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kennith Earl Warfield Jr.
Officer — SVP Premium and AP
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 27, 2015 | A | 4,374 | $0.00 | A | 13,663 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that will cliff vest on August 29, 2017. The units were initially granted as performance share units on August 29, 2014 and the number of units was determined on August 27, 2015 based on the level of satisfaction of performance criteria for the performance period applicable to the units.
- F2Includes 112 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.