SEC Form 4 · accession 0001591430-15-000017
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Brian Lain
Officer — EVP & Chief Operating Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 2,173 | $15.50 | A | 69,433 | D | |
| Common Stock | Dec 1, 2015 | F | 2,066 | $16.83 | D | 67,367 | D | |
| Common Stock | Dec 2, 2015 | S | 365 | $16.25 | D | 67,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.50 | Dec 1, 2015 | M | 2,173 | D | Nov 11, 2014 | Nov 11, 2023 | Common Stock | 2,173 | 6,519 | D |