SEC Form 4 · accession 0001588767-16-000009
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmen D Thiede
Officer — Chief Human Resources Officer
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 23, 2016 | A | 11,423 | $0.00 | A | 73,389 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that will cliff vest on August 31, 2018. The units were initially granted as performance share units on August 31, 2015 and the number of units was determined on August 23, 2016 based on the level of satisfaction of performance criteria for the performance period applicable to the units.
- F2Includes 2,666 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.