SEC Form 4 · accession 0001575735-15-000005
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Passe
Officer — Chief Marketing Officer, SVP
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2015 | A | 7,380 | $0.00 | A | 40,151 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $10.84 | Aug 31, 2015 | A | 45,584 | A | Aug 31, 2016 | Aug 31, 2025 | Common Stock | 45,584 | 45,584 | D |
Explanation of responses
- F1The Reporting Person was awarded a grant of 7,380 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.
- F2Stock Appreciation Rights vest ratably over a three-year period.