SEC Form 4 · accession 0001368333-18-000002
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Bakken
Officer — President of Franchise
Period of report
Oct 17, 2017
Accepted (ET)
Jun 26, 2018 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 17, 2017 | A | 22,590 | $0.00 | A | 134,736 | D | |
| Common Stock | holding | — | — | — | 400 | I | Through profit sharing plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded a grant of 22,590 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.
- F2Includes 175 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.