SEC Form 4 · accession 0001368333-16-000017
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Bakken
Officer — Chief Administrative Officer
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2016 | A | 12,728 | $0.00 | A | 115,204 | D | |
| Common Stock | Aug 31, 2016 | F | 2,313 | $12.57 | D | 112,891 | D | |
| Common Stock | holding | — | — | — | 400 | I | Through profit sharing plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded a grant of 12,728 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.