SEC Form 4 · accession 0001368333-15-000005
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Bakken
Officer — Chief Administrative Officer
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 27, 2015 | A | 17,500 | $0.00 | A | 81,493 | D | |
| Common Stock | holding | — | — | — | 400 | I | Through profit sharing plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that will cliff vest on August 29, 2017. The units were initially granted as performance share units on August 29, 2014 and the number of units was determined on August 27, 2015 based on the level of satisfaction of performance criteria for the performance period applicable to the units.
- F2Includes 59 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4. The balance also reflects a correction from previously reported Form 4s that overstated the Reporting Person's holdings due to calculation errors.