SEC Form 4 · accession 0001205306-17-000005
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh E Sawyer III
Officer — President & CEO · Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 18, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2017 | A | 89,686 | $0.00 | A | 89,686 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $11.15 | Apr 17, 2017 | A | 1,000,000 | A | Apr 17, 2020 | Apr 17, 2027 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1Vests on the second anniversary of the date of grant subject to the satisfaction of performance goals related to the Company's stock price, and will not be settled until the third anniversary of the date of grant.
- F2Vests on the second anniversary of the date of grant, but does not become exercisable until the third anniversary of the date of grant.