SEC Form 4 · accession 0001179110-15-000934
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Hanrahan
Officer — President & CEO · Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | A | 176,263 | $0.00 | A | 422,058 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $17.02 | Jan 13, 2015 | A | 60,537 | A | Jan 13, 2020 | Jan 13, 2022 | Common Stock | 60,537 | 60,537 | D |
| Stock Appreciation Rights | $18.72 | Jan 13, 2015 | A | 65,755 | A | Jan 13, 2020 | Jan 13, 2022 | Common Stock | 65,755 | 65,755 | D |
| Stock Appreciation Rights | $20.59 | Jan 13, 2015 | A | 71,828 | A | Jan 13, 2020 | Jan 13, 2022 | Common Stock | 71,828 | 71,828 | D |
| Stock Appreciation Rights | $22.64 | Jan 13, 2015 | A | 78,864 | A | Jan 13, 2020 | Jan 13, 2022 | Common Stock | 78,864 | 78,864 | D |
| Stock Appreciation Rights | $24.85 | Jan 13, 2015 | A | 86,986 | A | Jan 13, 2020 | Jan 13, 2022 | Common Stock | 86,986 | 86,986 | D |
Explanation of responses
- F1The Reporting Person was awarded a grant of 176,263 restricted stock units (RSUs). The RSUs will cliff vest on the fifth anniversary of the date of grant. Each RSU represents the contingent right to receive one share of RGS stock upon vesting.