SEC Form 4 · accession 0000716643-18-000034
REGIS CORP · RGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew W Dulka
Officer — Chief Information Officer
Period of report
Oct 17, 2017
Accepted (ET)
Jun 26, 2018 · 12:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 17, 2017 | A | 11,295 | $0.00 | A | 49,637 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded a grant of 11,295 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting. The PSUs were forfeited in connection with the termination of the Reporting Person's employment on November 6, 2017.
- F2Reflects shares beneficially owned immediately after the reportable transaction that occurred on October 17, 2017 that is reported on this Form 4 and does not reflect subsequent changes in beneficial ownership.