SEC Form 3 · accession 0001567619-19-002233
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert Avanes
Officer — Interim CFO & Treasurer
Period of report
Jan 24, 2019
Accepted (ET)
Feb 4, 2019 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Stock | holding | — | — | — | 733 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Class A Non-voting Common Stock | 1,035 | — | D |
| Stock Options; Right to Buy; Class A Non-voting Common StockF2 | $12.08 | holding | — | — | — | — | Apr 10, 2021 | Class A Non-voting Common Stock | 4,960 | — | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Class A Non-Voting Common Stock | 861 | — | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF4 | $15.97 | holding | — | — | — | — | Mar 22, 2022 | Class A Non-Voting Common Stock | 3,974 | — | D |
| Restricted Stock UnitsF5 | $0.00 | holding | — | — | — | — | — | Class A Non-Voting Common Stock | 836 | — | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF6 | $16.44 | holding | — | — | — | — | Apr 11, 2023 | Class A Non-Voting Common Stock | 3,609 | — | D |
Explanation of responses
- F1Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 11, 2016. Original grant was for 1,035 restricted stock units. The first and second installments vested on April 11, 2017 and April 11, 2018, and the next two installments vest on April 11, 2019 and April 11, 2020.
- F2Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 11, 2016. Original grant was for 4,960 stock options. The first and second installments became exercisable on April 11, 2017 and April 11, 2018, and the next two installments vest on April 11, 2019 and April 11, 2020.
- F3Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,974 restricted stock units. The first installment vested on March 23, 2018, and the next three installments vest on March 23, 2019, March 23, 2020 and March 23, 2021.
- F4Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,974 stock options. The first installment became exercisable on March 23, 2018, and the next three installments vest on March 23, 2019, March 23, 2020 and March 23, 2021.
- F5Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The restricted stock units vest on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022.
- F6Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The stock options become exercisable on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022.