SEC Form 4 · accession 0001567619-18-001946
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney Craig Tompkins
Officer — EVP, General Counsel
Period of report
Aug 29, 2018
Accepted (ET)
Aug 30, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common StockF1 | Aug 29, 2018 | M | 1,849 | — | A | 5,137 | D | |
| Class A Nonvoting Common Stock | Aug 29, 2018 | F | 916 | $16.15 | D | 4,221 | D | |
| Class A Non-Voting Stock | holding | — | — | — | 55,825 | I | Various retirement accounts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 29, 2018 | M | 1,849 | A | — | — | Class A Non-Voting Common Stock | 1,849 | 3,696 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF3 | $15.67 | holding | — | — | — | — | Aug 28, 2022 | Class A Non-Voting Common Stock | — | 19,921 | D |
| Restricted Stock UnitsF1,F4 | — | holding | — | — | — | — | — | Class A Non-Voting Common Stock | — | 2,817 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF5 | $15.97 | holding | — | — | — | — | Mar 22, 2022 | Class A Non-Voting Common Stock | — | 17,341 | D |
| Restricted Stock UnitsF1,F6 | — | holding | — | — | — | — | — | Class A Non-Voting Common Stock | — | 3,649 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF7 | $16.44 | holding | — | — | — | — | Apr 11, 2023 | Class A Non-Voting Common Stock | — | 15,748 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
- F2Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, August 29, 2017. Original grant was for 7,394 restricted stock units. The first and second installments vested on August 29, 2017 and August 28, 2018, respectively. The next remaining installments vest on August 29, 2019 and August 29, 2020.
- F3Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, August 29, 2017. Original grant was for 19,921 stock options. The first and second installments became exercisable on August 29, 2017 and August 29, 2018, respectively. The remaining installments become exercisable on August 29, 2019 and August 29, 2020.
- F4Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,757 restricted stock units. The first installment vested on March 23, 2018, and the remaining installments vest on March 23, 2019, March 23, 2020 and March 23, 2021.
- F5Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 17,341 stock options. The first installment became exercisable on March 23, 2018. The remaining installments become exercisable on March 23, 2019, March 23, 2020 and March 23, 2021.
- F6Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The restricted stock units vest on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022.
- F7Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The options become exercisable on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022.