SEC Form 4/A · accession 0001567619-18-001897
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Margaret Cotter
Officer — EVP, Real Estate Development · Director · 10% Owner
Period of report
Mar 23, 2018
Accepted (ET)
Aug 29, 2018 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common StockF1 | Mar 23, 2018 | M | 940 | — | A | 940 | D | |
| Class A Nonvoting Common StockF3,F4 | Mar 23, 2018 | F | 350 | $16.12 | D | 811,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 23, 2018 | M | 940 | A | — | — | Class A Non-Voting Common Stock | 940 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
- F2On March 23, 2017, the reporting person was granted 3,757 restricted stock units, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant.
- F3Remarks: The reporting person is filing this Form 4/Amendment to correct the amount of Beneficially Owned Securities from 811,813 (previously reported on Form 4 filed on March 27, 2018 from Table I, Section 5 (Amount of Securities Beneficially Owned Following Reporting Transaction)) to 811,463, to reflect that a portion of the shares were used to pay the withholding tax associated with this transaction.
- F4Remarks: Since the filing of the original Form 4 data March 27, 2017, the reporting person has acquired Beneficial Owned Securities in the amount of 3,160 Class A shares, which was reported in a separate Form 4 filing dated June 15, 2018. Therefore, the current Amount of Securities Beneficially Owned after the filing of this Form 4 is 814,623 Class A shares.