SEC Form 4/A · accession 0001140361-18-015289
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert F Smerling
Officer — President - Domestic Cinemas
Period of report
Mar 10, 2018
Accepted (ET)
Mar 27, 2018 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common StockF1 | Mar 10, 2018 | M | 1,046 | — | A | 10,783 | D | |
| Class A Nonvoting Common StockF3,F4 | Mar 10, 2018 | F | 160 | $16.89 | D | 10,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 10, 2018 | M | 1,046 | A | — | — | Class A Non-Voting Common Stock | 1,046 | 3,138 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
- F2On March 10, 2016 the Reporting Person was granted 4,184 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- F3Remarks: The reporting person is filing this Form 4/Amendment to change the amount of 10,783 previously reported on Form 4 filed 3/13/2018 from Table I, Section 5 (Amount of Securities Beneficially Owned Following Reporting Transaction) to the correct amount of 10,623, as a portion of the shares were used to pay the tax withholding associated with this transaction.
- F4Remarks: Since the filing of the original Form 4 dated 3/13/2018, the reporting person has sold Beneficially Owned Securities in the amount of 4,000 Class A shares, which was reported in a separate Form 4 filing dated 3/21/2018. Therefore, the current Amount of Securities Beneficially Owned after the filing of this Form 4 is 6,623 Class A shares.