SEC Form 4 · accession 0001140361-18-015273
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas James McEachern
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Mar 23, 2018 | M | 5,000 | $6.11 | A | 44,704 | I | McEachern Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options; Right to Buy; Class A Non-Voting Common Stock | $6.11 | Mar 23, 2018 | M | 5,000 | D | Jun 21, 2013 | Jun 20, 2018 | Class A Non-Voting Common Stock | 5,000 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | holding | — | — | — | — | — | Class A Non-Voting Common Stock | 4,199 | 4,199 | D |
| Stock Options; Right to Buy; Class A Non-Voting Common StockF4 | $12.34 | holding | — | — | — | Jan 15, 2015 | Jan 14, 2020 | Class A Non-Voting Common Stock | 2,000 | 2,000 | D |
| Stock Options; Right to Buy; Class A Non-Voting Common StockF4 | $10.48 | holding | — | — | — | Jan 15, 2016 | Jan 14, 2021 | Class A Non-Voting Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of unit.
- F2The Directors' Restricted Stock Units vest on January 2, 2019 (the first business day of 2019).
- F3Granted pursuant to the Company's 2010 Stock Incentive Plan.
- F4In prior filings for the Reporting Person, Column 9 of Table II has included the cumulative total of all the outstanding stock option grants to acquire Class A Non-Voting Common Stock for the Reporting Person. Some of those stock option grants previously included in such total were separate classes of Derivative Securities not required to be reported in connection with the reported transaction. In this report, all of the Reporting Person's stock option grants to acquire Class A Common Stock are reported supplementally in Table II to assist in comparison of prior filings.