SEC Form 4 · accession 0001140361-18-012350
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen M Cotter
Officer — Chairperson, President and CEO · Director · 10% Owner
Period of report
Mar 1, 2018
Accepted (ET)
Mar 6, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common Stock | Mar 1, 2018 | M | 20,000 | $5.55 | A | 822,903 | D | |
| Class A Nonvoting Common Stock | Mar 1, 2018 | F | 11,326 | $16.46 | D | 811,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | $5.55 | Mar 1, 2018 | M | 20,000 | D | Mar 7, 2013 | Mar 6, 2018 | Class A Non-Voting Common Stock | 20,000 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Mar 23, 2017 | A | 11,271 | A | — | — | Class A Non-Voting Stock | 11,271 | 11,271 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF2 | $15.97 | Mar 23, 2017 | A | 52,023 | A | — | Mar 22, 2022 | Class A Non-Voting Common Stock | 52,023 | 52,023 | D |
| Restricted Stock UnitsF1,F2 | — | Mar 10, 2016 | A | 9,414 | A | — | — | Class A Non-Voting Common Stock | 9,414 | 9,414 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common StockF2 | $11.95 | Mar 10, 2016 | A | 59,763 | A | — | Mar 9, 2021 | Class A Non-Voting Common Stock | 59,763 | 59,763 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting on the unit.
- F2Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant.