SEC Form 4/A · accession 0001140361-17-018363
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert F Smerling
Officer — President - Domestic Cinemas
Period of report
Mar 10, 2017
Accepted (ET)
May 4, 2017 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common StockF1 | Mar 10, 2017 | M | 1,046 | — | A | 1,046 | D | |
| Class A Nonvoting Common StockF3 | Mar 10, 2017 | F | 422 | $15.52 | D | 624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 10, 2017 | M | 1,046 | A | — | — | Class A Non-Voting Common Stock | 1,046 | 3,138 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
- F2On March 10, 2016, the reporting person was granted 4,184 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- F3Remarks: The reporting person is filing this Form 4/Amendment to change the amount of 1,046, previously reported on Form 4 filed on 3/14/2017 from Table I, Section 5 (Amount of Securities Beneficially Owned Following Reporting Transaction) to the correct amount of 624 as a portion of the shares were used to pay the tax withholding associated with this transaction.