SEC Form 4 · accession 0001140361-17-016468
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas James McEachern
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common Stock | Apr 19, 2017 | M | 20,000 | $5.54 | A | 35,321 | I | McEachern Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option; Right to Buy; Class A Non-Voting Common StockF1 | $5.54 | Apr 19, 2017 | M | 20,000 | D | May 17, 2012 | May 16, 2017 | Class A Non-Voting Common Stock | 20,000 | 0 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common Stock | $6.11 | Jun 21, 2013 | A | 5,000 | A | Jun 21, 2013 | Jun 20, 2018 | Class A Non-Voting Common Stock | 5,000 | 5,000 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common Stock | $12.34 | Jan 15, 2015 | A | 2,000 | A | Jan 15, 2015 | Jan 14, 2020 | Class A Non-Voting Common Stock | 2,000 | 2,000 | D |
| Stock Option; Right to Buy; Class A Non-Voting Common Stock | $10.48 | Jan 15, 2016 | A | 2,000 | A | Jan 15, 2016 | Jan 14, 2021 | Class A Non-Voting Common Stock | 2,000 | 2,000 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Mar 23, 2017 | A | 4,383 | A | — | — | Class A Non-Voting Common Stock | 4,383 | 4,383 | D |
Explanation of responses
- F1In prior filings for the Reporting Person, Column 9 of Table II has included the cumulative total of all the outstanding stock option grants to acquire Class A Non-Voting Common Stock for the Reporting Person. Some of those stock option grants previously included in such total were separate classes of Derivative Securities not required to be reported in connection with the reported transaction. In this report, all of the Reporting Person's stock option grants to acquire Class A Common Stock are reported supplementally in Table II to assist in the comparison of prior filings.
- F2Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of unit.
- F3The Directors' Restricted Stock Units vest on January 2, 2018 (the first business day of 2018).
- F4Granted pursuant to the Company's 2010 Stock Incentive Plan.