SEC Form 4 · accession 0001140361-17-002531
READING INTERNATIONAL INC · RDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Cotter
Officer — Executive Vice President · Director · 10% Owner · Other
Period of report
Jan 13, 2017
Accepted (ET)
Jan 23, 2017 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Nonvoting Common Stock | Jan 13, 2017 | F | 4,935 | $16.92 | D | 809,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options; Right to Buy; Class A Non-voting Common StockF2 | $8.35 | Jan 13, 2017 | M | 10,000 | D | — | Jan 18, 2017 | Class A Non-Voting Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents Class a Non-Voting Common Stock shares returned to Reading International, Inc. (the "Company") for payment of the exercise price in connection with the reporting person's exercise of vested stock options to acquire 10,000 shares of Class A Non-Voting Common Stock on January 13, 2017. There was no open market sale of such Class A Non-Voting Common shares by the reporting person.
- F2Currently exerciseable