SEC Form 4 · accession 0001174947-18-001116
PENNS WOODS BANCORP INC · PWOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aron M Carter
Officer — Senior Vice President
Period of report
Mar 23, 2017
Accepted (ET)
Aug 27, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Penns Woods Bancorp, Inc. | holding | — | — | — | 422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Penns Woods Common Stock | $44.21 | Mar 23, 2017 | A | 1,500 | A | Mar 23, 2020 | Mar 23, 2027 | Common Stock | 1,500 | 1,500 | D |
| Penns Woods Common Stock | $44.21 | Mar 23, 2017 | A | 1,500 | A | Mar 23, 2022 | Mar 23, 2027 | Common Stock | 1,500 | 1,500 | D |
| Penns Woods Common Stock | $46.00 | Aug 24, 2018 | A | 1,800 | A | Aug 24, 2021 | Aug 24, 2028 | Common Stock | 1,800 | 1,800 | D |
| Penns Woods Common Stock | $46.00 | Aug 24, 2018 | A | 3,400 | A | Aug 24, 2023 | Aug 24, 2028 | Common Stock | 3,400 | 3,400 | D |
Remarks
J - Employee Stock Options