SEC Form 4 · accession 0000891839-26-000351
GRAHAM CORP · GHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Alan Scholes
Officer — Chief Growth & Enblmnt Officer
Period of report
Aug 10, 2026
Accepted (ET)
Aug 11, 2026 · 4:32 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000716314
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 10, 2026 | A | 3,678 | A | — | — | Common Stock | 3,678 | 3,678 | D |
| Restricted Stock UnitsF1 | $0.00 | Aug 10, 2026 | A | 1,563 | A | — | — | Common Stock | 1,563 | 1,563 | D |
Explanation of responses
- F1These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.