SEC Form 4 · accession 0000891839-16-000283
GRAHAM CORP · GHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard T Mazurkiewicz
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716314
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 2,500 | $12.52 | A | 11,431 | D | |
| Common Stock | Nov 21, 2016 | S | 1,900 | $20.301 | D | 9,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.52 | Nov 21, 2016 | M | 2,500 | D | Aug 15, 2011 | Aug 15, 2017 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F1 | $30.875 | holding | — | — | — | May 29, 2012 | May 29, 2018 | Common Stock | 924 | 924 | D |
Explanation of responses
- F1This option was previously reported by Mr. Mazurkiewicz.