SEC Form 4 · accession 0000891839-16-000280
GRAHAM CORP · GHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Glajch
Officer — VP-Finance; CFO
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716314
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | S | 5,731 | $20.50 | D | 52,358 | D | |
| Common Stock | Nov 15, 2016 | S | 700 | $20.56 | D | 51,658 | D | |
| Common Stock | Nov 15, 2016 | S | 300 | $20.57 | D | 51,358 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $20.58 | D | 51,158 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $20.59 | D | 51,058 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $20.61 | D | 50,858 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $20.63 | D | 50,658 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $20.66 | D | 50,558 | D | |
| Common Stock | Nov 15, 2016 | S | 204 | $20.74 | D | 50,354 | D | |
| Common Stock | Nov 15, 2016 | S | 98 | $20.75 | D | 50,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.25 | holding | — | — | — | May 20, 2013 | May 20, 2020 | Common Stock | 1,739 | 1,739 | D |
| Stock Option (Right to Buy)F1 | $18.65 | holding | — | — | — | May 30, 2015 | May 30, 2022 | Common Stock | 7,141 | 7,141 | D |
Explanation of responses
- F1This option was previously reported by Mr. Glajch.