SEC Form 4 · accession 0001683894-18-000001
CINCINNATI BELL INC · CBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R. Kaiser
Officer — Chief Financial Officer
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | A | 6,277 | $17.60 | A | 12,166 | D | |
| Common StockF2 | Jan 25, 2018 | F | 2,250 | $17.60 | D | 9,916 | D | |
| Common StockF3 | Jan 25, 2018 | A | 11,364 | $17.60 | A | 21,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $17.05 | holding | — | — | — | Oct 23, 2015 | Oct 23, 2024 | Common Stock | 1,001 | 1,001 | D |
Explanation of responses
- F1Common shares issued upon vesting of performance units granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- F2Common shares surrendered to cover tax liabilities upon vesting of performance units.
- F3Restricted Stock Units (RSUs) granted under the Cincinnati Bell Inc. 2017 Long Term Incentive Plan which is a Rule 16b-3 plan. The RSUs vest on the third anniversary of the grant date. Each RSU constitutes the right to receive one share of Cincinnati Bell common stock upon vesting.
- F4Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan.