SEC Form 4 · accession 0001582800-19-000001
CINCINNATI BELL INC · CBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh R. Fox
Officer — Chief Executive Officer
Period of report
Jan 28, 2019
Accepted (ET)
Feb 4, 2019 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2019 | F | 2,852 | $8.35 | D | 123,021 | D | |
| Common StockF2 | Jan 31, 2019 | A | 19,005 | $8.34 | A | 142,026 | D | |
| Common StockF3 | Jan 31, 2019 | F | 5,724 | $8.34 | D | 136,302 | D | |
| Common StockF4 | Jan 31, 2019 | A | 147,482 | $8.34 | A | 283,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF5 | $14.55 | holding | — | — | — | Jan 29, 2011 | Jan 29, 2020 | Common Stock | 300 | 300 | D |
Explanation of responses
- F1Common shares surrendered to cover tax liabilities upon vesting of restricted stock units.
- F2Common shares issued upon vesting of performance units granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan.
- F3Common shares surrendered to cover tax liabilities upon vesting of performance units.
- F4Restricted Stock Units (RSUs) granted under the Cincinnati Bell Inc. 2017 Long Term Incentive Plan. The RSUs vest on the third anniversary of the grant date. Each RSU constitutes the right to receive one share of Cincinnati Bell common stock upon vesting.
- F5Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan, which is a Rule 16b-3 Plan.