SEC Form 4/A · accession 0001582089-16-000003
CINCINNATI BELL INC · CBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joshua T. Duckworth
Officer — Vice President & Controller
Period of report
Jan 28, 2016
Accepted (ET)
May 26, 2016 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2016 | A | 7,581 | $3.09 | A | 14,112 | D | |
| Common StockF2 | Jan 28, 2016 | F | 3,084 | $3.09 | D | 11,028 | D | |
| Common StockF3 | Jan 28, 2016 | A | 10,113 | $3.09 | A | 21,141 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $2.48 | holding | — | — | — | Aug 23, 2011 | Aug 23, 2020 | Common Stock | 1,800 | 1,800 | D |
Explanation of responses
- F1Common shares issued upon vesting of performance units granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan, which is a Rule 16b-3 plan.
- F2Surrender of common shares to cover tax liabilities upon vesting of performance units.
- F3Restricted Stock Units (RSUs) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan. The RSUs vest on the third anniversary of the grant date. Each RSU constitutes the right to receive one share of Cincinnati Bell common stock upon vesting.
- F4Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan, which is a Rule 16b-3 plan.