SEC Form 4 · accession 0001502484-16-000010
CINCINNATI BELL INC · CBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore H. Torbeck
Officer — Chief Executive Officer
Period of report
Nov 29, 2016
Accepted (ET)
Dec 6, 2016 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | G | 3,182 | $0.00 | D | 240,081 | D | |
| Common Stock | Nov 29, 2016 | G | 1,273 | $0.00 | D | 238,808 | D | |
| Common Stock | Nov 29, 2016 | G | 1,273 | $0.00 | D | 237,535 | D | |
| Common StockF1 | holding | — | — | — | 243,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF5 | $23.75 | holding | — | — | — | Jan 31, 2014 | Jan 30, 2023 | Common Stock | 23,877 | 23,877 | D |
Explanation of responses
- F1Adjusted to reflect 1 for 5 reverse stock split on October 5, 2016.
- F2Gift of securities by the reporting person to a 501(c)(3) entity.
- F3Gift of securities by the reporting person to his son who does not live in the reporting person's household.
- F4Gift of securities by the reporting person to his daughter who does not live in the reporting person's household.
- F5Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan, which is a Rule 16b-3 plan.