SEC Form 4 · accession 0001432379-16-000007
CINCINNATI BELL INC · CBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jakki L. Haussler
Director
Period of report
Apr 29, 2016
Accepted (ET)
May 3, 2016 · 8:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2016 | A | 23,560 | $3.82 | A | 145,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF2,F3 | — | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Phantom SharesF2,F3 | — | holding | — | — | — | — | — | Common Stock | 6,000 | 12,000 | D |
| Phantom SharesF2,F3 | — | holding | — | — | — | — | — | Common Stock | 6,000 | 18,000 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) granted under the 2007 Stock Option Plan for Non-Employee Directors, which is a Rule 16b-3 plan. The RSUs vest on the first anniversary of the grant date. Each RSU constitutes a right to receive one share of Cincinnati Bell Common Stock upon vesting.
- F2One for one conversion.
- F3Phantom Shares are payable in cash following retirement or termination of the reporting person's affiliation with the Company.