SEC Form 4 · accession 0001259760-15-000003
CINCINNATI BELL INC · CBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Wilson
Officer — VP, General Counsel
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000716133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | M | 129,870 | $3.40 | A | 179,870 | D | |
| Common Stock | Dec 2, 2015 | D | 129,870 | $3.79 | D | 50,000 | D | |
| Common Stock | holding | — | — | — | 130,000 | I | By Trustee of Executive Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $3.40 | Dec 2, 2015 | M | 129,870 | D | Jan 27, 2013 | Jan 27, 2022 | Common Stock | 129,870 | 0 | D |
| Option to BuyF2 | $4.75 | holding | — | — | — | Jan 31, 2014 | Jan 30, 2023 | Common Stock | 25,453 | 71,633 | D |
Explanation of responses
- F1Cash-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- F2Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.