SEC Form 4 · accession 0001246360-18-001328

DST SYSTEMS INC · DST

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Gen Counsel Secretary

Period of report

Apr 16, 2018

Accepted (ET)

Apr 18, 2018 · 6:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714603

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 16, 2018	A	10,356	$0.00	A	28,093	D
Common Stock^F1	Apr 16, 2018	A	16,250	$0.00	A	44,343	D
Common Stock^F2	Apr 16, 2018	D	41,194	$84.00	D	0	I	Shares held in Revocable Trust
Common Stock^F3	Apr 16, 2018	D	44,343	$84.00	D	0	D

No Table II lines on this filing.

F1Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of February 26, 2018 among Mr. Young, the Company and SS&C (the Separation Agreement).
F2Consists of shares of common stock and vested RSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Sub will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C. The Merger became effective on April 16, 2018 (the Effective Time).
F3Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of the Merger Agreement and Separation Agreement. The amounts contained in the footnote are not related to any amounts owed by the Company to Mr. Young.