SEC Form 4 · accession 0001246360-18-001322
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Haldeman
Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2018 | D | 21,376 | $84.00 | D | 0 | D | |
| Common StockF2 | Apr 16, 2018 | D | 11,815 | $84.00 | D | 0 | I | Directors Deferred Fee Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares of common stock that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C. The Merger became effective on April 16, 2018 (the Effective Time).
- F2Consists of shares of phantom stock (that become payable in common stock upon termination of service as a director) under the Directors Deferred Fee Plan that were cancelled in exchange for $84.00 per share pursuant to the terms of the Merger Agreement.