SEC Form 4 · accession 0001246360-18-000884
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Fleming
Officer — VP & Chief Accounting Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | A | 2,212 | $0.00 | A | 5,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $83.10 | Feb 23, 2018 | A | 7,118 | A | — | Feb 23, 2028 | Common Stock | 7,118 | 7,118 | D |
Explanation of responses
- F1This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2019, 2020 and 2021, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement.
- F2These options will vest one-year from the closing date of the merger by and among DST Systems, Inc., SS&C Technologies Holdings, Inc. and Diamond Merger Sub, Inc., a wholly-owned indirect subsidiary of SS&C.